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Proprietary trading
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#	Item
151	December 3, 2013 Ms. Melissa D. Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 10:05:00 Financial markets Systemic risk Group of Thirty Paul Volcker Volcker Rule Hedge fund Proprietary trading Securities Industry and Financial Markets Association Federal Reserve System Financial economics Finance Investment
152	Robert Cook Ilead. Trading and Markets Division Sccwilies and Exchange Commission 100 F Street NE WashinglOll DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-15 10:00:05 Markel Volcker Rule Proprietary trading Bailout Proprietary Federal Reserve System Bank of America Finance Financial economics Economy of the United States
153	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Differences in Proprietary Trading Exchange Fees Based on Ownership of CME Group Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-26 11:06:14 Finance Chicago Mercantile Exchange Futures contract Clearing house CME Group Commodity Futures Trading Commission Financial economics Futures exchanges Financial system
154	Equity Trading Services Best Execution in Your Best Interest Designed to meet the sophisticated needs of our trading partners in: Add to Reading List Source URL: content.rwbaird.com Language: English - Date: 2014-03-05 16:13:44 Investment Robert W. Baird & Co. Algorithmic trading Trading room Robert W. Baird Investment banking Dark liquidity Stock market Proprietary trading Financial markets Financial economics Finance
155	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]August 16, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-17 09:10:18 Financial regulation Economy of the United States Financial economics 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Chicago Stock Exchange Proprietary trading United States securities law Self-regulatory organizations United States Securities and Exchange Commission
156	May 5, 2010 Letter Regarding Municipal Credit Default Swaps Add to Reading List Source URL: www.treasurer.ca.gov Language: English - Date: 2014-08-03 11:52:54 Finance Credit default swap United States housing bubble Merrill Lynch Bank of America Swap Proprietary trading Subprime mortgage crisis Primary dealers Financial economics Investment
157	Microsoft Word[removed]Thakor Study Comment Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-24 11:26:05 Investment Systemic risk Group of Thirty Paul Volcker Volcker Rule Hedge fund Capital market Proprietary trading Financial economics Finance Financial markets
158	MEMORANDUM TO: File No. S7[removed]File on: Title VI – Prohibitions on Proprietary Trading and Certain Add to Reading List Source URL: www.sec.gov - Date: 2011-02-23 15:57:01
159	Microsoft Word - Brian Nigito Testimony.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-04 12:14:06 Finance Mathematical finance Stock market crashes Global Electronic Trading Company Commodity Futures Trading Commission Futures contract Algorithmic trading IntercontinentalExchange Proprietary trading Economics Financial markets Financial economics
160	October 22, 2012 Elizabeth M. Murphy Secretary, Securities and Exchange Commission 100 F Street, NE. Washington, DC[removed]RE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-23 09:20:48 Financial markets Stock market Proprietary trading Volcker Rule Trading room Electronic trading Open outcry Sales and trading Paul Volcker Financial economics Finance Investment

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